2006. The Company's Party Committee was awarded the titles of "National Advanced Party Branch", "Advanced Party Branch in Shanghai", and "Advanced Party Branch in the Shanghai Financial System".

2007. The Company was awarded with the title of "Management in an Advanced Collective in the Shanghai Financial System that has Achieved Excellence in Four Areas".

2008. The Company was honored with the"2008 Advanced Collective in Security and Prevention".

2008. The Asset Management Business headquarters was awarded the "2008 National May 1^st Labor Certificate" by All-China Federation of Trade Unions, becoming the only financial enterprise in Shanghai to receive this award.

2008. The Investment Banking Business headquarters was awarded two group awards - the "2008 Best Investment Bank in the SME Board in China" and the "2008 Most Innovative Projects in China".

2008. The Fixed Income Business headquarters was awarded the "2008 Award for Improvements in Underwriting Book-Entry Treasury Bonds".

2009. The Company was elected the 4^th "Outstanding Employer: China's Best Companies to Work For."

2010. The Company was awarded "Excellent Organization in the World Expo in the Shanghai Financial System"; the Information Technology Center was honored with the title of "2007-2009 Shanghai Model Collective."

2011. The Company was awarded the title of National Model Enterprise for Harmonious Labor Relations".

2012. The Company won Third Prize in Shanghai Financial Innovation Products.

2013. The Company launched the Alibaba Special Program which has industry benchmarking significance.

2014. The Company received market making qualification for the New Third Board; both total trading volume and market share were ranked first among its peers.

2014. One of the first eight companies to receive pilot status for proprietary business in gold.