- Investment Banking
- Asset Management
- Futures Business
- Cross-border Financial
- Fund Management
- Fixed Income Business
- Margin trading and short-selddng
- Stock Pledge
- Research Services
- Over-the-counter Market Services
- Agency Sale
- PB Services
- QFII
- Stock Options
- Equity Innovation Services
- Asset Securitization Services
- Brokerage Services
Orient Securities Asset Management
Orient Securities Asset Management Company Limited (or the "Company" hereinafter), incorporated on July 28, 2010, with registered capital of RMB300 million, is a wholly owned subsidiary of Orient Securities Company Limited. It is also the first asset management company of a securities brokerage group approved to be set up by the China Securities Regulatory Commission.
Development History
The Company, formerly the headquarters of the asset management business of Orient Securities, has been involved in the asset management business since 1998. It was the first batch of companies to receive a license for customer asset management business in 2002 and for developing the securities brokerage collective wealth management business in 2005. In 2010, it was the first asset management company of a securities brokerage group approved to be established. In 2012, it was the first batch of companies to be granted a license as an approved investment manager mandated to manage insurance funds. In 2013, it became the first securities company in the sector to receive a license to be engaged in the business of publicly offered securities investment funds.
Principal Activities
The Company has always been focused on developing core competencies, with the pursuit of absolute returns its fundamental philosophy. It is committed to "seeking customer satisfaction" and has specialist investment as its foundation, "providing satisfaction to the customer".
The scope of the Company's principal activities includes securities asset management and the management of publicly offered securities investment funds. In particular, the securities asset management business includes the collective asset management, private placement asset management, and segregated asset management businesses.
The Company's publicly offered fund management business has launched numerous publicly offered funds since the launch of its first securities brokerage fund - Dong Fang Hong New Dynamic Flexible Configuration Hybrid Securities Investment Fund in 2014.
Its collective asset management business has launched more than 40 Dong Fang Hong series of collective wealth management products covering equities, fixed income, quantitative, underpriced related themes, cash management and other investment areas, and has a range of products with different risk-reward profiles such as the "Dong Fang Hong" series, "Dong Fang Hong-Vanguard" series, "Dong Fang Hong-XinRui" series, "Dong Fang Hong-Quantitative" series, and the "Dong Fang Hong-Income Growth" series.
The Company's business of managing the assets of privately placed funds provides "one-to-one" professional investment management service to clients, and operates equity pledged financing and other bond and equity related asset financing services through leveraging this platform.
The Company's segregated asset management business is based on operating asset securitization platform services, providing investment and financing solutions to clients.
Product Innovation
For years, the Dong Fang Hong asset management team has been committed to product innovation:
June 2005: The industry's first batch of and the Company's first collective asset management program - Dong Fang Hong No 1 was established;
January 2010: The industry's first securities brokerage small collective product - Dong Fang Hong-Vanguard No 1 was established;
September 2011: The industry's first large collective product focused on the private placement market - Dong Fang Hong-New No 1 was established;
May 2012: The industry's first large collective product focused on underpriced investments - Dong Fang Hong-New No 2 was established;
December 2012: The industry's first tranche related large collective product - Dong Fang Hong-New No 4 was established;
June 2013: The industry's first micro loan asset securitization product - Orient Securities Asset Management-Alibaba Nos 1 to 10 asset management program was approved, and its priority grade backed securities was listed and traded on the Shenzhen Stock Exchange in September 2013;
January 2014: The industry's first securities brokerage fund - Dong Fang Hong New Dynamic Flexible Configuration Hybrid Securities Investment Fund was established.
Size of Funds
As of end-December 2015, the size of the Company's mandated assets under management was more than RMB100 billion.
Asset Management Team
The Dong Fang Hong asset management team has, since it began asset management activities in 1998, experienced several bull and bear market cycles, and has accumulated much asset management and risk management experience. The team has always adhered to the philosophy of value investment and pursued absolute returns. It leads in terms of long-term investment performance, and has been awarded the "Best Asset Manager (Institution)" on numerous occasions, as well as honored as the "Gold Medal Asset Management Team" in the sector.
Corporate Culture
The Company upholds the team culture of "gratitude, responsibility and aspiration", and has always adhered to its own core values - always guided by investment performance rather than subjected to the temptation of growing in size. It has always conducted due diligence based on the most professional attitude, adhering to victory over the long run. It has always advocated investor confidence as the basis for the Company's survival and growth, living up to investor confidence, and being committed to bringing long-term investment returns to clients.